J
JBRI see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) 日本公社債研究所
jobber 證券經(jīng)銷經(jīng)紀(jì);證券批銷經(jīng)紀(jì)
jobber stamp duty 證券經(jīng)銷經(jīng)紀(jì)印花稅
jobbing transaction 莊家之經(jīng)銷交易
Joint Individual Investor Account 聯(lián)名個(gè)人投資者戶口
joint stock company 股份有限公司
joint venture 合營(yíng)企業(yè);合資企業(yè)
joint venture contract 合資合同
jumbo certificate【CCASS】 大額股票【中央結(jié)算系統(tǒng)】
jumbomize 將股票化零為整
junk bond 垃圾債券
K
kiting 做價(jià)
Kam Ngan Stock Exchange, The 金銀證券交易所
Know More About Your Investment【publication】 《投資者應(yīng)知多點(diǎn)》【刊物】
Kowloon Stock Exchange, The 九龍證券交易所
L
LAF see Liquidity Adjustment Facility【HKMA】
LAN see Local Area Network
LAW see Liquidity Adjustment Window
LBO see leveraged buy-out
LIFFE see London International Financial Futures and Options Exchange
LIFO see last in, first out
LOBO see Long Only Brokers for Options
LSE see London Stock Exchange
LTOM see London Traded Options Market
large cap stock 大型股
Large Exposure Report Agreement 大額持倉(cāng)匯報(bào)協(xié)議
large open position 大額未平倉(cāng)合約
last accounting date 最后結(jié)算日期
last exercise day 最后行使日
last in, first out (LIFO) 后進(jìn)先出
last recorded price; last traded price 最后成交價(jià)
late reported sales 遲報(bào)交易
Law Society of Hong Kong, The 香港律師會(huì)
lead manager 主要經(jīng)辦人
lead underwriter 牽頭包銷商;主承銷商*
leading economic indicator 主要經(jīng)濟(jì)指標(biāo)
legal entity 法律實(shí)體
legal person share【Mainland China】 法人股【中國(guó)內(nèi)地】
legal risk 法律風(fēng)險(xiǎn)
lender of last resort 最后貸款人;緊急貸款者
lending fee 貸出費(fèi)
"let the buyer beware" principle 「買者自負(fù)」原則
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM 有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文
level playing field【cf uneven playing field】 公平競(jìng)爭(zhēng)
leverage 杠桿效應(yīng)
leveraged buy-out (LBO) 杠桿收購(gòu)
leveraged foreign exchange introducing agent 杠桿式外匯買賣介紹代理人
leveraged foreign exchange trader 杠桿式外匯買賣商
leveraged foreign exchange trading 杠桿式外匯交易;杠桿式外匯買賣
Leveraged Foreign Exchange Trading(Calls) Rules 《杠桿式外匯買賣(造訪)規(guī)則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules 《杠桿式外匯買賣(財(cái)政資源)規(guī)則》
Leveraged Foreign Exchange Trading Ordinance 《杠桿式外匯買賣條例》
leveraged market 杠桿市場(chǎng)
liabilities 負(fù)債;債務(wù)
licence 特許;牌照
licensed bank 持牌銀行
licensing information booklet 發(fā)牌資料冊(cè)
Lifeboat Loan 救市貸款
"Lifeboat" levy 救市特別交易征費(fèi)
light trading 交投疏落
limit order 限價(jià)盤
limited liability company 有限責(zé)任公司
liquid asset 速動(dòng)資產(chǎn);流動(dòng)資產(chǎn)
liquid capital 速動(dòng)資金;流動(dòng)資金
liquidation 清盤
liquidation【ie forced sale of securities to meet a margin call】 斬倉(cāng)
liquidity 流通性
Liquidity Adjustment Facility (LAF)【HKMA】 流動(dòng)資金調(diào)節(jié)機(jī)制【金管局】
Liquidity Adjustment Window (LAW) 流動(dòng)資金調(diào)節(jié)窗
liquidity margin 流動(dòng)資金比率/幅度
liquidity provider 流通量提供者
liquidity ratio 流動(dòng)資金比率
liquidity risk 流通風(fēng)險(xiǎn)
List of Exchange Participants & Holders of Stock Exchange Trading Rights 《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》
List of Stock Codes 《證券代號(hào)名錄》
Listed corporation 上市法團(tuán)
listed issuer 上市發(fā)行人
listed securities 上市證券
Listing Agreement 上市協(xié)議
Listing Chinese Companies in Hong Kong【publication】 《中國(guó)公司在香港上市指南》【刊物】
Listing Committee 上市委員會(huì)
listing rules 上市規(guī)則
loan capital 借貸資本
loan facility 貸款融通
loan stock 債務(wù)證券;債券;債權(quán)股額;貸款債券;
貸款股
loan syndicate 貸款銀團(tuán)
Local Area Network (LAN) 區(qū)域網(wǎng)絡(luò);部份區(qū)域網(wǎng)絡(luò)
locked position 鎖倉(cāng)
locked up 凍結(jié)
London International Financial Futures and Options Exchange (LIFFE) 倫敦國(guó)際金融期貨及期權(quán)交易所
London Stock Exchange (LSE) 倫敦證券交易所
London Traded Options Market (LTOM) 倫敦期權(quán)市場(chǎng)
Long Only Brokers for Options (LOBO) 「只限長(zhǎng)倉(cāng)」期權(quán)經(jīng)紀(jì)
long options contract 期權(quán)長(zhǎng)倉(cāng)合約
long position 長(zhǎng)倉(cāng);多頭*
M
MACD see Moving Average Convergence-Divergence
Mass ATI see Mass Account Transfer Instruction
MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MBO see management buy-out
MORC see Memorandum of Regulatory Cooperation
MOU see memorandum of understanding
MPF see Mandatory Provident Fund
MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index
MWS see Multi-workstation System
M1 狹義貨幣供應(yīng)量
M2 廣義貨幣供應(yīng)量
Maastricht Treaty 馬城條約
main board 主板;第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement 《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners 《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 - 與證券及期貨人員資格有關(guān)的安排》
maintenance margin【futures】 維持按金;補(bǔ)倉(cāng)按金【期貨】
major shareholder 主要股東;大股東
major transaction 主要交易;重大交易
maker-checker facility【CCASS】 「輸入與核對(duì)分工」功能【中央結(jié)算系統(tǒng)】
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) 馬來(lái)西亞證券交易所交易及自動(dòng)報(bào)價(jià)系統(tǒng)
management buy-out (MBO) 管理層收購(gòu);自發(fā)性收購(gòu)
management fee 管理費(fèi)用
management shareholder 管理層股東
Management, Supervision and Internal Control Guideline【SFC】 《管理、監(jiān)督及內(nèi)部監(jiān)控指引》【證監(jiān)會(huì)】
manager 經(jīng)辦人
mandatory bid; mandatory offer 強(qiáng)制性收購(gòu)建議
Mandatory Provident Fund (MPF) 強(qiáng)制性公積金
Mandatory Provident Fund Schemes Authority (MPFA) 強(qiáng)制性公積金計(jì)劃管理局
margin 按金;保證金;「孖展」
margin call 追補(bǔ)按金;補(bǔ)倉(cāng)通知
margin client 孖展客戶;保證金客戶
margin coverage ratio 孖展覆蓋率;保證金保險(xiǎn)范圍比率
margin cut 斬倉(cāng)
margin financing 保證金融資;孖展融資;保證金借貸活動(dòng)
margin interval 按金間距
margin offset 按金對(duì)銷
margin parameter 按金參數(shù)
margin pooling 證券匯集轉(zhuǎn)按
margin ratio 按金比例
margin relief 按金減免
Margin Securities Trading Account 保證金證券交易戶口
margin trading 按金交易;孖展買賣
margin value 保證金價(jià)值
margin-after-exercise 行使后按金
margined premium 以按金形式繳付的期權(quán)金
margining process 計(jì)算按金程序
mark to market / mark-to-market 按市價(jià)計(jì)值
mark-to-market margin 市價(jià)計(jì)值按金
market capitalisation 市場(chǎng)總值;市價(jià)總值
Market Datafeed 市場(chǎng)數(shù)據(jù)傳送專線
market depth 市場(chǎng)深度
market maker 莊家
Market Maker List 莊家名錄
market making 莊家活動(dòng);作價(jià)買賣
market manipulation 市場(chǎng)操縱;市場(chǎng)操縱行為;造市
Market Misconduct Tribunal 市場(chǎng)失當(dāng)行為審裁處
market order 市價(jià)盤
market participant 市場(chǎng)參與者
market practitioner 市場(chǎng)從業(yè)員
market rental 市值租金
market risk 市場(chǎng)風(fēng)險(xiǎn)
market sentiment 市場(chǎng)氣氛
market share 市場(chǎng)占有率
market volatility 市場(chǎng)波幅
market-sensitive information 市場(chǎng)敏感資料;影響市場(chǎng)數(shù)據(jù)
marks / marks payment 差額繳款
Mass Account Transfer Instruction
(Mass ATI) 大量戶口轉(zhuǎn)移指示
mass quote 大量開盤
master trust scheme 集成信托計(jì)劃
maturity 到期;到期日
maximum spread 最大差價(jià)限額
Memorandum and Articles of Association 《組織大綱及章程》
memorandum of association 組織大綱
Memorandum of Regulatory Cooperation (MORC) 《監(jiān)管合作備忘錄》
memorandum of understanding (MOU) 諒解備忘錄
merchant bank 商人銀行
merger 合并
mergers and acquisitions 合并與收購(gòu);并購(gòu)活動(dòng)*
merit-based 以監(jiān)管機(jī)構(gòu)評(píng)審為本
mid-cap stock 中型股
Mid-day Data File Transfer Service 中午數(shù)據(jù)傳送服務(wù)
middle exercise price 中間行使價(jià)
middle-priced option 中位價(jià)期權(quán)
Mini-HSI Futures 小型恒生指數(shù)期貨合約
Mini-HSI Options 小型恒生指數(shù)期權(quán)合約
minimum contribution 最低供款額
minimum price fluctuation 最低上落價(jià)位;最低價(jià)格變動(dòng)
minimum quote quantity 最少開價(jià)數(shù)量
minimum response time 最短回復(fù)開價(jià)時(shí)間
minimum transaction size 最低交易數(shù)額
Ministry of Finance【Mainland China】 財(cái)政部【中國(guó)內(nèi)地】
Ministry of Foreign Trade and Economic Cooperation【Mainland China】 對(duì)外經(jīng)濟(jì)貿(mào)易合作部(外經(jīng)貿(mào)部)【中國(guó)內(nèi)地】
minority controller 次要控制人
minority interest 少數(shù)股東權(quán)益
minority shareholder 少數(shù)股東
minus tick 低于前成交價(jià)
misconduct 不當(dāng)行為;失職行為;瀆職行為
misrepresentation 失實(shí)陳述;虛報(bào)
Misrepresentation Ordinance 《失實(shí)陳述條例》
misstatement 虛假聲明;錯(cuò)誤陳述
mistraded contract 錯(cuò)誤交易合約
mock trading 仿真交易
Model Authorisation Letter 標(biāo)準(zhǔn)授權(quán)書
Model Code for Securities Transactions by Directors of Listed Companies 《上市公司董事進(jìn)行證券交易的標(biāo)準(zhǔn)守則》
Model Code for Sponsors 《保薦人標(biāo)準(zhǔn)守則》
monetary assets 貨幣資產(chǎn)
monetary base 貨幣基礎(chǔ)
Monetary Policy Committee【PBOC】 貨幣政策委員會(huì)【中國(guó)人民銀行】
money broker 貨幣經(jīng)紀(jì)
money laundering 洗黑錢
money market 貨幣市場(chǎng);短期資金借貸市場(chǎng)
money settlement fee 款項(xiàng)交收費(fèi)
money supply 貨幣供應(yīng)
money transfer system 款項(xiàng)過(guò)戶系統(tǒng)
Money World Asia Hong Kong 香港貨幣及投資匯展
Money World Asia Pte Limited 亞洲貨幣世界(新加坡)有限公司
moneyness 價(jià)值狀況
monies advanced 墊款
Monthly Balance Statement【CCASS】 戶口結(jié)余月結(jié)單【中央結(jié)算系統(tǒng)】
Monthly Market Statistics 《市場(chǎng)統(tǒng)計(jì)月報(bào)》
Monthly Return on Movement of Listed Securities 上市證券變動(dòng)之月報(bào)
Moody's Investment Grade 穆迪投資評(píng)級(jí)
moratorium 股份禁售期
morning session 早市
mortgage loan originator 按揭貸款發(fā)放者
mortgage-backed securities 按揭證券
Moving Average Convergence-Divergence (MACD) 移動(dòng)平均值背馳指標(biāo)
multi-currency trading 多種貨幣買賣
multi-jurisdictional equity offering 跨司法區(qū)招股活動(dòng)
Multi-workstation System (MWS) 多工作站系統(tǒng)
multiple application 重復(fù)認(rèn)購(gòu)
multiple-workstations 多工作站;一線多機(jī)
mutual cross-listing 跨國(guó)多重上市
mutual fund 互惠基金
N
NASDAQ see National Association of Securities Dealers Automated Quotations【US】
NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant
【options trading】
NETS see National Electronic Trading System 【Mainland China】
New HSMCI see New Hang Seng MidCap 50 Index
naked option writing 沽出未抵押期權(quán)
naked short selling 沒(méi)有預(yù)先借貨的賣空活動(dòng)
National Association of Securities Dealers Automated Quotations (NASDAQ)【US】 美國(guó)全國(guó)證券交易商協(xié)會(huì)自動(dòng)報(bào)價(jià)系統(tǒng);
美國(guó)納斯達(dá)克證券市場(chǎng)
National Bureau of Economic Research【US】 美國(guó)國(guó)家經(jīng)濟(jì)研究局
National Construction Treasury【Mainland China】 國(guó)家建設(shè)債券【中國(guó)內(nèi)地】
National Electronic Trading System (NETS)【Mainland China】 全國(guó)電子交易系統(tǒng)【中國(guó)內(nèi)地】
National Social Security Fund 全國(guó)社會(huì)保障基金
negative statement 否定聲明
negotiable instrument 可轉(zhuǎn)讓票據(jù)
negotiated commission 商議傭金
negotiated transaction 議價(jià)交易
net admissible assets 認(rèn)可資產(chǎn)凈值
net asset value 資產(chǎn)凈值
net asset value per share 每股資產(chǎn)凈值
net book value 賬面凈值
net margining 凈額按金計(jì)算
net open options contract; net options position 期權(quán)合約凈持倉(cāng)
net position 持倉(cāng)凈額
net present value 現(xiàn)金收益凈值
net proceeds 集資凈額
net tangible assets 有形資產(chǎn)凈值
net tangible assets per share 每股有形資產(chǎn)凈值
net underwriting commitment 包銷承擔(dān)凈值
net worth ratio 凈值比率
netting 單價(jià)配對(duì)【期權(quán)】;凈額結(jié)算;對(duì)銷
netting by novation【clearing】 以責(zé)務(wù)變更的方式進(jìn)行凈額結(jié)算
networking 聯(lián)網(wǎng)
New Hang Seng MidCap 50 Index
(New HSMCI) 新恒生50中型股指數(shù)
new issue 發(fā)行新股;新股發(fā)行
New Regulatory Framework, The【SFC】 《新監(jiān)管制度》【證監(jiān)會(huì)】
news dissemination 信息發(fā)布
news file 信息檔案
next day net settlement system 翌日凈額結(jié)算系統(tǒng)
Next Settlement Day Due / Overdue Position Report【CCASS】 下一交收日到期/逾期數(shù)額報(bào)告【中央結(jié)算系統(tǒng)】
Nikkei Stock Average 日經(jīng)平均指數(shù)
nil-paid rights 未繳股款股權(quán);未繳款供股權(quán)
no-forcing order 全權(quán)委托盤
No-Over-Loss Rules 「無(wú)超額虧蝕」規(guī)則
nominal exchange rate 名義匯率
nominal price 按盤價(jià);現(xiàn)價(jià)
nominal value 面值
nominee account 代理人戶口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)【options trading】 非結(jié)算參與者;非結(jié)算的期權(quán)買賣參與者【期權(quán)買賣】
non-collateralised warrant 無(wú)抵押權(quán)證
non-dividend paying European call option 不派息歐式認(rèn)購(gòu)期權(quán)
non-dividend paying European put option 不派息歐式認(rèn)沽期權(quán)
non-executive director 非執(zhí)行董事
non-market-making transaction 非市場(chǎng)莊家的交易
non-ranking liabilities 非認(rèn)可負(fù)債
non-registered holder 非登記持有人
non-spot month Hang Seng Index futures contract 非現(xiàn)貨月恒生指數(shù)期貨合約
normal order imbalance 正常買賣盤差額
normative statement 規(guī)范聲明
Notice on Regulation of Share Issues and Listing in Overseas Markets【State Council】 境外發(fā)行股票和上市管理通知【國(guó)務(wù)院】
notifiable transaction 須予公布的交易
novated contract 責(zé)務(wù)變更合約
novation 責(zé)務(wù)變更;約務(wù)更替