中華人民共和國貨物進出口管理條例Regulation of the People's Republic of China on the Administration of the Import and Export of Goods

 

第一章總則
Chapter I General Provisions

第一條為了規(guī)范貨物進出口管理，維護貨物進出口秩序，促進對外貿(mào)易健康發(fā)展，根據(jù)《中華人民共和國對外貿(mào)易法》（以下簡稱對外貿(mào)易法）的有關(guān)規(guī)定，制定本條例。
Article 1 The present Regulation has been enacted according to the relevant provisions of the Foreign Trade Law of the People's Republic of China (hereinafter referred to as the Foreign Trade Law) for the purpose of standardizing the administration of the import and export of goods, maintaining the order of import and export of goods and promoting the healthy development of foreign trade..

第二條從事將貨物進口到中華人民共和國關(guān)境內(nèi)或者將貨物出口到中華人民共和國關(guān)境外的貿(mào)易活動，應(yīng)當遵守本條例。
Article 2 The present Regulation shall be observed in the importation of goods to within the customs boundary of the People's Republic of China or exportation of goods to beyond the customs boundary of the People's Republic of China..

第三條國家對貨物進出口實行統(tǒng)一的管理制度。
Article 3 The state exercises uniform administration over the import and export of goods..

第四條國家準許貨物的自由進出口，依法維護公平、有序的貨物進出口貿(mào)易。
Article 4 The state allows the free importation and exportation of goods and maintains the fairness and orderliness of the import and export of goods according to law.

除法律、行政法規(guī)明確禁止或者限制進出口的外，任何單位和個人均不得對貨物進出口設(shè)置、維持禁止或者限制措施。
Unless it is clearly provided in laws or administrative regulations to forbid or restrict the import or export of goods, no entity or individual may establish or maintain prohibitive or restrictive measures over the import or export of goods..

第五條中華人民共和國在貨物進出口貿(mào)易方面根據(jù)所締結(jié)或者參加的國際條約、協(xié)定，給予其他締約方、參加方最惠國待遇、國民待遇，或者根據(jù)互惠、對等原則給予對方最惠國待遇、國民待遇。
Article 5 The People's Republic of China grants the most-favored-nation treatment or national treatment to other contracting parties or member states to the international treaties or pacts that it has concluded or acceded to, or grants the most-favored-nation treatment or national treatment to its counterparts according to the principle of mutual benefit and reciprocity..

第六條任何國家或者地區(qū)在貨物進出口貿(mào)易方面對中華人民共和國采取歧視性的禁止、限制或者其他類似措施的，中華人民共和國可以根據(jù)實際情況對該國家或者地區(qū)采取相應(yīng)的措施。
Article 6 Any country or region that takes discriminatory prohibitive or restrictive measures or other similar measures against the People's Republic of China in terms of the import or export of goods, it may, according to the specific situations, take corresponding measures against such country or region..

第七條國務(wù)院對外經(jīng)濟貿(mào)易主管部門（以下簡稱國務(wù)院外經(jīng)貿(mào)主管部門）依照對外貿(mào)易法和本條例的規(guī)定，主管全國貨物進出口貿(mào)易工作。
Article 7 The department of the State Council in charge of foreign trade and economic cooperation (hereinafter referred to as the foreign trade department of the State Council) takes charge of the import and export of goods within the whole country according to the provisions of the Foreign Trade Law and the present Regulation.

國務(wù)院有關(guān)部門按照國務(wù)院規(guī)定的職責，依照本條例的規(guī)定負責貨物進出口貿(mào)易管理的有關(guān)工作。
The relevant departments of the State Council shall, on the basis of the functions and duties as determined by the State Council, be responsible for the administration of the import and export of goods according to the provisions of the present Regulation.

第二章貨物進口管理
Chapter II Administration of Import of Goods

第一節(jié)禁止進口的貨物
Section I Goods Prohibited from Importation

第八條有對外貿(mào)易法第十七條規(guī)定情形之一的貨物，禁止進口。
Article 8 In any of the circumstances as provided in Article 17 of the Foreign Trade Law, the goods concerned shall be prohibited from importation.

其他法律、行政法規(guī)規(guī)定禁止進口的，依照其規(guī)定。
If there are relevant provisions in other laws or regulations on prohibiting the importation of goods, such provisions shall be abided by.

禁止進口的貨物目錄由國務(wù)院外經(jīng)貿(mào)主管部門會同國務(wù)院有關(guān)部門制定、調(diào)整并公布。
The list of goods prohibited from importation shall be formulated, adjusted and promulgated by 1/9 the foreign trade department of the State Council in collaboration with other relevant departments of the State Council..

第九條屬于禁止進口的貨物，不得進口。
Article 9 No goods that are prohibited from importation may be imported.

第二節(jié)限制進口的貨物
Section II Goods Limited in Importation

第十條有對外貿(mào)易法第十六條第（一）、（四）、（五）、（六）、（七）項規(guī)定情形之一的貨物，限制進口。
Article 10 In any of the circumstances as provided in Clauses 1, 4, 5, 6, and 7 of Article 16 of the Foreign Trade Law, the goods concerned shall be limited in importation.

其他法律、行政法規(guī)規(guī)定限制進口的，依照其規(guī)定。
Where there are provisions in other laws or regulations on limiting the importation of goods, such provisions shall be abided by.

限制進口的貨物目錄由國務(wù)院外經(jīng)貿(mào)主管部門會同國務(wù)院有關(guān)部門制定、調(diào)整并公布。
The list of goods limited in importation shall be formulated, adjusted and promulgated by the foreign trade department of the State Council in collaboration with other relevant departments of the State Council.

限制進口的貨物目錄，應(yīng)當至少在實施前21天公布；在緊急情況下，應(yīng)當不遲于實施之日公布。
The list of goods limited in importation shall be promulgated at least 21 days prior to the implementation thereof; where the circumstances are urgent, it shall be promulgated at no later than the day of implementation..

第十一條國家規(guī)定有數(shù)量限制的限制進口貨物，實行配額管理；其他限制進口貨物，實行許可證管理。
Article 11 Where there are quantitative limits of the state on the goods limited in importation, the goods shall be subject to the administration of quotas, and other goods limited in importation shall be subject to the administration of licenses.

實行關(guān)稅配額管理的進口貨物，依照本章第四節(jié)的規(guī)定執(zhí)行。
When importing the goods subject to the administration of quotas in customs tariffs, the provisions of Section IV of the present Chapter shall be followed..

第十二條實行配額管理的限制進口貨物，由國務(wù)院外經(jīng)貿(mào)主管部門和國務(wù)院有關(guān)經(jīng)濟管理部門（以下統(tǒng)稱進口配額管理部門）按照國務(wù)院規(guī)定的職責劃分進行管理。
Article 12 The goods limited in importation that are under the administration of quotas shall be subject to the administration of the foreign trade department of the State Council and the relevant economic administrative departments of the State Council (hereinafter referred to as administrative departments of import quotas) on the basis of the functions and duties as provided by the State Council..

第十三條對實行配額管理的限制進口貨物，進口配額管理部門應(yīng)當在每年7月31日前公布下一年度進口配額總量。
Article 13 For the goods limited in importation that are under the administration of quotas, the administrative departments of import quotas shall promulgate the total amount of import quotas for the next year at no later than July 31 of each year.

配額申請人應(yīng)當在每年8月1日至8月31日向進口配額管理部門提出下一年度進口配額的申請。
An applicant of quotas shall apply to the administrative departments of import quotas for the next year between August 1 and 31 of each year.

進口配額管理部門應(yīng)當在每年10月31日前將下一年度的配額分配給配額申請人。
The administrative departments of import quotas shall allocate the quotas for the next year to the quota applicants before October 31 of each year.

進口配額管理部門可以根據(jù)需要對年度配額總量進行調(diào)整，并在實施前21天予以公布。
The administrative departments of import quotas may, where it is necessary, make adjustments to the total amount of the year and promulgate it at 21 days prior to its implementation..

第十四條配額可以按照對所有申請統(tǒng)一辦理的方式分配。
Article 14 The quotas may be allocated according to the principle of uniform handling of all applications..

第十五條按照對所有申請統(tǒng)一辦理的方式分配配額的，進口配額管理部門應(yīng)當自規(guī)定的申請期限截止之日起60天內(nèi)作出是否發(fā)放配額的決定。
Article 15 Where the quotas are allocated according to the principle of uniform handling of all applications, the administrative departments of import quotas shall decide whether to grant quotas or not within 60 days prior to the prescribed deadline for filing applications..

第十六條進口配額管理部門分配配額時，應(yīng)當考慮下列因素：
Article 16 When allocating quotas, the administrative departments of import quotas shall take the following elements into consideration:

（一）申請人的進口實績；
1. the performances of the applicant in import;

（二）以往分配的配額是否得到充分使用；
2. whether the quotas in the past have been fully used;

（三）申請人的生產(chǎn)能力、經(jīng)營規(guī)模、銷售狀況；
3. the productive capacity, management scale and the sales of the applicant;

（四）新的進口經(jīng)營者的申請情況；
4. the applications filed by new import business operators;

（五）申請配額的數(shù)量情況；
5. the quantity of quotas applied;

（六）需要考慮的其他因素。
6. other elements that need to be considered..

第十七條進口經(jīng)營者憑進口配額管理部門發(fā)放的配額證明，向海關(guān)辦理報關(guān)驗放手續(xù)。
Article 17 An import business operator shall present the quotas certificate issued by the administrative departments of import quotas to the customs offices for handling the formalities of customs declaration and examination.

國務(wù)院有關(guān)經(jīng)濟管理部門應(yīng)當及時將年度配額總量、分配方案和配額證明實際發(fā)放的情況向國務(wù)院外經(jīng)貿(mào)主管部門備案。
The relevant economic administrative departments of the State Council shall report such information as the total amount of quotas of the year, the plans of allocation, the issuance of quota certificates, etc to the foreign trade department of the State Council for archivist purposes..

第十八條配額持有者未使用完其持有的年度配額的，應(yīng)當在當年9月1日前將未使用的配額交還進口配額管理部門；
Article 18 A holder of quotas who has not used up its quotas for the year shall return the unused 2/9 quotas to the administrative departments of import quotas prior to September 1 of the current year.

未按期交還并且在當年年底前未使用完的，進口配額管理部門可以在下一年度對其扣減相應(yīng)的配額。
In case it fails to return the unused quotas and fails to use them up by the end of the current year, the administrative departments of import quotas may make corresponding deductions to the quotas of the holder for the next year..

第十九條實行許可證管理的限制進口貨物，進口經(jīng)營者應(yīng)當向國務(wù)院外經(jīng)貿(mào)主管部門或者國務(wù)院有關(guān)部門（以下統(tǒng)稱進口許可證管理部門）提出申請。
Article 19 For the goods limited in importation that are subject to the administration of licenses, the import business operators shall file applications to the foreign trade department of the State Council or relevant departments of the State Council (hereinafter referred to as the administrative departments of import licenses).

進口許可證管理部門應(yīng)當自收到申請之日起30天內(nèi)決定是否許可。
The administrative departments of import licenses shall decide whether to grant a license or not within 30 days after receiving the application.

進口經(jīng)營者憑進口許可證管理部門發(fā)放的進口許可證，向海關(guān)辦理報關(guān)驗放手續(xù)。
The import business operators shall present the import license issued by the administrative departments of import quotas to the customs office for handling the formalities of customs declaration and examination.

前款所稱進口許可證，包括法律、行政法規(guī)規(guī)定的各種具有許可進口性質(zhì)的證明、文件。
The term "import license" as mentioned in the preceding paragraph shall refer to the various kinds of certificates and documents that are of import nature as provided in laws and administrative regulations..

第二十條進口配額管理部門和進口許可證管理部門應(yīng)當根據(jù)本條例的規(guī)定制定具體管理辦法，對申請人的資格、受理申請的部門、審查的原則和程序等事項作出明確規(guī)定并在實施前予以公布。
Article 20 The administrative departments of import quotas and the administrative departments of export licenses shall, on the basis of the provisions of the present Regulation, formulate specific measures of administration so as to clarify the qualifications of the applicant, the departments for accepting applications, the principles and procedures of inspections, etc. and shall promulgate the measures prior to their implementation.

受理申請的部門一般為一個部門。
The department for accepting applications shall, as a general rule, be one department.

進口配額管理部門和進口許可證管理部門要求申請人提交的文件，應(yīng)當限于為保證實施管理所必需的文件和資料，不得僅因細微的、非實質(zhì)性的錯訛拒絕接受申請。
The documents requested by the administrative departments of import quotas and the administrative departments of import licenses for submission shall be limited to those documents and materials that are necessary for effecting the administration and the departments may not refuse to accept the applications under the pretext of trifle, immaterial mistakes or errors.

第三節(jié)自由進口的貨物
Section III Goods Subject to Free Importation

第二十一條進口屬于自由進口的貨物，不受限制。
Article 21 The goods subject to free importation shall not be limited..

第二十二條基于監(jiān)測貨物進口情況的需要，國務(wù)院外經(jīng)貿(mào)主管部門和國務(wù)院有關(guān)經(jīng)濟管理部門可以按照國務(wù)院規(guī)定的職責劃分，對部分屬于自由進口的貨物實行自動進口許可管理。
Article 22 The foreign trade department of the State Council and the relevant economic administrative departments of the State Council may, on the basis of the demand for monitoring the importation of goods, exercise automatic import license administration over some of the goods subject to free importation according to the functions and duties determined by the State Council.

實行自動進口許可管理的貨物目錄，應(yīng)當至少在實施前21天公布。
The list of goods that are under automatic import license administration shall be promulgated at no later than 21 days prior to its implementation..

第二十三條進口屬于自動進口許可管理的貨物，均應(yīng)當給予許可。
Article 23 The import of goods that are under automatic import license administration shall be allowed..

第二十四條進口屬于自動進口許可管理的貨物，進口經(jīng)營者應(yīng)當在辦理海關(guān)報關(guān)手續(xù)前，向國務(wù)院外經(jīng)貿(mào)主管部門或者國務(wù)院有關(guān)經(jīng)濟管理部門提交自動進口許可申請。
Article 24 When importing the goods that are under automatic import license administration, the import business operators shall, prior to handling the formalities of customs declaration, file an application to the foreign trade department of the State Council or the relevant economic administrative departments of the State Council for automatic import licenses.

國務(wù)院外經(jīng)貿(mào)主管部門或者國務(wù)院有關(guān)經(jīng)濟管理部門應(yīng)當在收到申請后，立即發(fā)放自動進口許可證明；在特殊情況下，最長不得超過10天。
The foreign trade department of the State Council or the relevant economic administrative departments of the State Council shall issue automatic import licenses immediately after receiving the applications; if the circumstances are special, the time space shall no longer than 10 days.

進口經(jīng)營者憑國務(wù)院外經(jīng)貿(mào)主管部門或者國務(wù)院有關(guān)經(jīng)濟管理部門發(fā)放的自動進口許可證明，向海關(guān)辦理報關(guān)驗放手續(xù)。
The import business operators shall present the automatic import license issued by the foreign trade department of the State Council or the relevant economic administrative departments of the State Council to the customs offices for handling the formalities of customs declaration.

第四節(jié)關(guān)稅配額管理的貨物
Section IV Goods under the Administration of Tariff Quotas

第二十五條實行關(guān)稅配額管理的進口貨物目錄，由國務(wù)院外經(jīng)貿(mào)主管部門會同國務(wù)院有關(guān)經(jīng)濟管理部門制定、調(diào)整并公布。
Article 25 The list of goods that are under the administration of tariff quotas shall be formulated, adjusted and promulgated by the foreign trade department of the State Council in collaboration with the relevant economic administrative departments of the State Council..

第二十六條屬于關(guān)稅配額內(nèi)進口的貨物，按照配額內(nèi)稅率繳納關(guān)稅；屬于關(guān)稅配額外進口的貨物，按照配額外稅率繳納關(guān)稅。
Article 26 For the goods imported within the tariff quotas, the tariffs shall be levied according to the rates within the quotas; for the goods imported beyond the tariff quotas, the tariffs shall be levied 3/9 according to the rates beyond the quotas..

第二十七條進口配額管理部門應(yīng)當在每年9月15日至10月14日公布下一年度的關(guān)稅配額總量。
Article 27 The administrative departments of import quotas shall publicize the total amount of quotas for the next year between September 15 and October 14 of each year.

配額申請人應(yīng)當在每年10月15日至10月30日向進口配額管理部門提出關(guān)稅配額的申請。
An applicant for quotas shall file its applications to the administrative departments of import quotas between October 15 and October 30 of each year..

第二十八條關(guān)稅配額可以按照對所有申請統(tǒng)一辦理的方式分配。
Article 28 The tariff quotas may be allocated according to the principle of uniform handling of all applications..

第二十九條按照對所有申請統(tǒng)一辦理的方式分配關(guān)稅配額的，進口配額管理部門應(yīng)當在每年12月31日前作出是否發(fā)放配額的決定。
Article 29 Where the tariff quotas are allocated according to the principle of uniform handling of all applications, the administrative department of import quotas shall decide whether to grant quotas or not before December 31 of each year..

第三十條進口經(jīng)營者憑進口配額管理部門發(fā)放的關(guān)稅配額證明，向海關(guān)辦理關(guān)稅配額內(nèi)貨物的報關(guān)驗放手續(xù)。
Article 30 The import business operators shall present its certificate of tariff quotas issued by the administrative departments of import tariff quotas to the customs offices for handling the formalities of customs declaration and examination of the goods within the tariff quotas.

國務(wù)院有關(guān)經(jīng)濟管理部門應(yīng)當及時將年度關(guān)稅配額總量、分配方案和關(guān)稅配額證明實際發(fā)放的情況向國務(wù)院外經(jīng)貿(mào)主管部門備案。
The relevant economic administrative departments of the State Council shall submit in a time way such information as the total amount of tariff quotas for the year, the plans of allocation and the issuance of certificates of tariff quotas, etc. to the foreign trade department of the State Council for archivist purposes..

第三十一條關(guān)稅配額持有者未使用完其持有的年度配額的，應(yīng)當在當年9月15日前將未使用的配額交還進口配額管理部門；
Article 31 A holder of tariff quotas who has not used up its quotas for the year shall return the unused quotas to the administrative departments of import quotas prior to September 15 of the current year.

未按期交還并且在當年年底前未使用完的，進口配額管理部門可以在下一年度對其扣減相應(yīng)的配額。
In case it fails to return the unused quotas and fails to use them up by the end of the current year, the administrative departments of import quotas may make corresponding deductions to the quotas of the holder for the next year..

第三十二條進口配額管理部門應(yīng)當根據(jù)本條例的規(guī)定制定有關(guān)關(guān)稅配額的具體管理辦法，對申請人的資格、受理申請的部門、審查的原則和程序等事項作出明確規(guī)定并在實施前予以公布。
Article 32 The administrative departments of import quotas shall, on the basis of the provisions of the present Regulation, formulate specific measures of administration so as to clarify the qualifications of the applicant, the departments for accepting applications, the principles and procedures of inspections, etc. and shall promulgate the measures prior to their implementation.

受理申請的部門一般為一個部門。
The department for accepting applications shall, as a general rule, be one department.

進口配額管理部門要求關(guān)稅配額申請人提交的文件，應(yīng)當限于為保證實施關(guān)稅配額管理所必需的文件和資料，不得僅因細微的、非實質(zhì)性的錯訛拒絕接受關(guān)稅配額申請。
The documents requested by the administrative departments of import quotas for submission shall be limited to those documents and materials that are necessary for effecting the administration and the departments may not refuse to accept the applications under the pretext of trifle, immaterial mistakes or errors.

第三章貨物出口管理
Chapter III Administration of the Export of Goods

第一節(jié)禁止出口的貨物
Section I Goods Prohibited from Exportation

第三十三條有對外貿(mào)易法第十七條規(guī)定情形之一的貨物，禁止出口。
Article 33 In any of the circumstances as provided in Article 17 of the Foreign Trade Law, the goods concerned shall be prohibited from exportation.

其他法律、行政法規(guī)規(guī)定禁止出口的，依照其規(guī)定。
If there are relevant provisions in other laws or regulations on prohibiting the importation of goods, such provisions shall be abided by.

禁止出口的貨物目錄由國務(wù)院外經(jīng)貿(mào)主管部門會同國務(wù)院有關(guān)部門制定、調(diào)整并公布。
The list of goods prohibited from exportation shall be formulated, adjusted and promulgated by the foreign trade department of the State Council in collaboration with other relevant departments of the State Council..

第三十四條屬于禁止出口的貨物，不得出口。
Article 34 No goods that are prohibited from exportation may be exported.

第二節(jié)限制出口的貨物
Section II Goods Limited in Exportation

第三十五條有對外貿(mào)易法第十六條第（一）、（二）、（三）、（七）項規(guī)定情形之一的貨物，限制出口。
Article 35 In any of the circumstances as provided in Clauses 1, 2, 3, and 7 of Article 16 of the Foreign Trade Law, the goods concerned shall be limited in exportation.

其他法律、行政法規(guī)規(guī)定限制出口的，依照其規(guī)定。
Where there are provisions in other laws or regulations on limiting the exportation of goods, such provisions shall be abided by.

限制出口的貨物目錄由國務(wù)院外經(jīng)貿(mào)主管部門會同國務(wù)院有關(guān)部門制定、調(diào)整并公布。
The list of goods limited in exportation shall be formulated, adjusted and promulgated by the foreign trade department of the State Council in collaboration with other relevant departments of the State Council.

限制出口的貨物目錄，應(yīng)當至少在實施前21天公布；在緊急情況下，應(yīng)當不遲于實施之日公布。
The list of goods limited in exportation shall be promulgated at least 21 days prior to the implementation thereof; where the circumstances are urgent, it shall be promulgated at no later than 4/9 the day of implementation..

第三十六條國家規(guī)定有數(shù)量限制的限制出口貨物，實行配額管理；其他限制出口貨物，實行許可證管理。
Article 36 Where there are quantitative limits of the state on the goods limited in exportation, the goods shall be subject to the administration of quotas, and other goods limited in importation shall be subject to the administration of licenses..

第三十七條實行配額管理的限制出口貨物，由國務(wù)院外經(jīng)貿(mào)主管部門和國務(wù)院有關(guān)經(jīng)濟管理部門（以下統(tǒng)稱出口配額管理部門）按照國務(wù)院規(guī)定的職責劃分進行管理。
Article 37 The goods limited in exportation that are under the administration of quotas shall be subject to the administration of the foreign trade department of the State Council and the relevant economic administrative departments of the State Council (hereinafter referred to as administrative departments of export quotas) on the basis of the functions and duties as provided by the State Council..

第三十八條對實行配額管理的限制出口貨物，出口配額管理部門應(yīng)當在每年10月31日前公布下一年度出口配額總量。
Article 38 For the goods limited in exportation that are under the administration of quotas, the administrative departments of export quotas shall promulgate the total amount of export quotas for the next year at no later than October 31 of each year.

配額申請人應(yīng)當在每年11月1日至11月15日向出口配額管理部門提出下一年度出口配額的申請。
An applicant of quotas shall apply to the administrative departments of export quotas for the next year between November 1 and 15 of each year.

出口配額管理部門應(yīng)當在每年12月15日前將下一年度的配額分配給配額申請人。
The administrative departments of export quotas shall allocate the quotas for the next year to the quota applicants before December 15 of each year..

第三十九條配額可以通過直接分配的方式分配，也可以通過招標等方式分配。
Article 39 The quotas may be allocated directly or by way of invitation for bids..

第四十條出口配額管理部門應(yīng)當自收到申請之日起30天內(nèi)并不晚于當年12月15日作出是否發(fā)放配額的決定。
Article 40 The administrative departments of export quotas shall decide whether to grant quotas within 30 days after receiving the applications and at no later than December 15 of the current year..

第四十一條出口經(jīng)營者憑出口配額管理部門發(fā)放的配額證明，向海關(guān)辦理報關(guān)驗放手續(xù)。
Article 41 The export business operators shall present the certificate of quotas issued by the administrative department of export quotas to the customs offices for handling the formalities of customs declaration and examination.

國務(wù)院有關(guān)經(jīng)濟管理部門應(yīng)當及時將年度配額總量、分配方案和配額證明實際發(fā)放的情況向國務(wù)院外經(jīng)貿(mào)主管部門備案。
The relevant economic administrative departments of the State Council shall submit such information as the total amount of quotas for the year, the plans for allocation and the issuance of certificates of quotas, etc. to the foreign trade department of the State Council for archivist purposes.

第四十二條配額持有者未使用完其持有的年度配額的，應(yīng)當在當年10月31日前將未使用的配額交還出口配額管理部門；
Article 42 A holder of quotas who has not used up its quotas for the year shall return the unused quotas to the administrative departments of export quotas prior to October 31 of the current year.

未按期交還并且在當年年底前未使用完的，出口配額管理部門可以在下一年度對其扣減相應(yīng)的配額。
In case it fails to return the unused quotas and fails to use them up by the end of the current year, the administrative departments of export quotas may make corresponding deductions to the quotas of the holder for the next year..

第四十三條實行許可證管理的限制出口貨物，出口經(jīng)營者應(yīng)當向國務(wù)院外經(jīng)貿(mào)主管部門或者國務(wù)院有關(guān)部門（以下統(tǒng)稱出口許可證管理部門）提出申請；
Article 43 For the goods limited in exportation that are subject to the administration of licenses, the export business operators shall file applications to the foreign trade department of the State Council or relevant departments of the State Council (hereinafter referred to as the administrative departments of export licenses).

出口許可證管理部門應(yīng)當自收到申請之日起30天內(nèi)決定是否許可。
The administrative departments of export licenses shall decide whether to grant a license or not within 30 days after receiving the application.

出口經(jīng)營者憑出口許可證管理部門發(fā)放的出口許可證，向海關(guān)辦理報關(guān)驗放手續(xù)。
The import business operators shall present the export license issued by the administrative departments of export quotas to the customs office for handling the formalities of customs declaration and examination.

前款所稱出口許可證，包括法律、行政法規(guī)規(guī)定的各種具有許可出口性質(zhì)的證明、文件。
The term "export license" as mentioned in the preceding paragraph shall refer to the various kinds of certificates and documents that are of export nature as provided in laws and administrative regulations..

第四十四條出口配額管理部門和出口許可證管理部門應(yīng)當根據(jù)本條例的規(guī)定制定具體管理辦法，對申請人的資格、受理申請的部門、審查的原則和程序等事項作出明確規(guī)定并在實施前予以公布。
Article 44 The administrative departments of export quotas and the administrative departments of export licenses shall, on the basis of the provisions of the present Regulation, formulate specific measures of administration so as to clarify the qualifications of the applicant, the departments for accepting applications, the principles and procedures of inspections, etc. and shall promulgate the measures prior to their implementation.

受理申請的部門一般為一個部門。
The department for accepting applications shall, as a general rule, be one department.

出口配額管理部門和出口許可證管理部門要求申請人提交的文件，應(yīng)當限于為保證實施管理所必需的文件和資料，不得僅因細微的、非實質(zhì)性的錯訛拒絕接受申請。
The documents requested by the administrative departments of export quotas and the administrative departments of export licenses for submission shall be limited to those documents and materials that are necessary for effecting the administration and the departments may not refuse to accept the applications under the pretext of trifle, immaterial mistakes or errors.

第四章國營貿(mào)易和指定經(jīng)營
Chapter IV State-run Trade and Designated Administration

第四十五條國家可以對部分貨物的進出口實行國營貿(mào)易管理。
Article 45 The state may administer the import and export of some goods by way of state-run trade.

實行國營貿(mào)易管理的進出口貨物目錄由國務(wù)院外經(jīng)貿(mào)主管部門會同國務(wù)院有關(guān)經(jīng)濟管理部門制定、調(diào)整并公布。
The list of goods for import and export under the state-run trade administration shall be formulated, adjusted and promulgated by the foreign trade department of the State Council in collaboration with other relevant economic administrative departments of the State Council..

第四十六條國務(wù)院外經(jīng)貿(mào)主管部門和國務(wù)院有關(guān)經(jīng)濟管理部門按照國務(wù)院規(guī)定的職責劃分確定國營貿(mào)易企業(yè)名錄并予以公布。
Article 46 The foreign trade department of the State Council and other relevant economic administrative departments of the State Council shall determine and publicize the list of state-run trade enterprises according to the functions and duties as determined by the State Council..

第四十七條實行國營貿(mào)易管理的貨物，國家允許非國營貿(mào)易企業(yè)從事部分數(shù)量的進出口。
Article 47 For the goods that are subject to the state-run trade administration, the state may allow non-state-run trade enterprises to import and export some of the goods..

第四十八條國營貿(mào)易企業(yè)應(yīng)當每半年向國務(wù)院外經(jīng)貿(mào)主管部門提供實行國營貿(mào)易管理的貨物的購買價格、銷售價格等有關(guān)信息。
Article 48 The state-run trade enterprises shall provide to the foreign trade department of the State Council on the semi-annual basis such information as the prices for buying or selling the goods subject to the state-run trade administration, etc..

第四十九條國務(wù)院外經(jīng)貿(mào)主管部門基于維護進出口經(jīng)營秩序的需要，可以在一定期限內(nèi)對部分貨物實行指定經(jīng)營管理。
Article 49 The foreign trade department of the State Council may, upon the demand for maintaining the management order of import and export, exercise designated management over some of the goods during certain periods.

實行指定經(jīng)營管理的進出口貨物目錄由國務(wù)院外經(jīng)貿(mào)主管部門制定、調(diào)整并公布。
The list of goods subject to designated management shall be formulated, adjusted and promulgated by the State Council..

第五十條確定指定經(jīng)營企業(yè)的具體標準和程序，由國務(wù)院外經(jīng)貿(mào)主管部門制定并在實施前公布。
Article 50 The specific standard and procedures for determining the enterprises to engage in designated management shall be promulgated by the foreign trade department of the State Council before implementation.

指定經(jīng)營企業(yè)名錄由國務(wù)院外經(jīng)貿(mào)主管部門公布。
The list of enterprises to engage in designated management shall be publicized by the foreign trade department of the State Council..

第五十一條除本條例第四十七條規(guī)定的情形外，未列入國營貿(mào)易企業(yè)名錄和指定經(jīng)營企業(yè)名錄的企業(yè)或者其他組織，不得從事實行國營貿(mào)易管理、指定經(jīng)營管理的貨物的進出口貿(mào)易。
Article 51 Unless provided in Article 47 of the present Regulation, the enterprises or other organizations that have not been included in the list of state-run trade enterprises and enterprises to engage in designated management may not engage in the import or export of goods that are subject to state-run trade administration and designated management..

第五十二條國營貿(mào)易企業(yè)和指定經(jīng)營企業(yè)應(yīng)當根據(jù)正常的商業(yè)條件從事經(jīng)營活動，不得以非商業(yè)因素選擇供應(yīng)商，不得以非商業(yè)因素拒絕其他企業(yè)或者組織的委托。
Article 52 The state-run trade enterprises and the enterprises to engage in designated management shall carry out their business activities under normal commercial conditions, and may not choose provider according to non-commercial considerations, nor may they reject the entrustment of other enterprises or organizations on the basis of non-commercial considerations.

第五章進出口監(jiān)測和臨時措施
Chapter V Monitoring of Import and Export and Provisional Measures

第五十三條國務(wù)院外經(jīng)貿(mào)主管部門負責對貨物進出口情況進行監(jiān)測、評估，并定期向國務(wù)院報告貨物進出口情況，提出建議。
Article 53 The foreign trade department of the State Council shall be responsible for the monitoring and appraisal of the import and export of goods, shall report regularly to the State Council about the import and export of goods, and give suggestions..

第五十四條國家為維護國際收支平衡，包括國際收支發(fā)生嚴重失衡或者受到嚴重失衡威脅時，或者為維持與實施經(jīng)濟發(fā)展計劃相適應(yīng)的外匯儲備水平，可以對進口貨物的價值或者數(shù)量采取臨時限制措施。
Article 54 In order to maintain the international balance of payments equilibrium including the occurrence of serious international unbalance of payments or the threat of serious unbalance of payments, or to maintain a level of foreign exchange reserves that is suitable for carrying out the plans of economic development, the state may take provisional restrictive measures with regard to the value or quantity of the goods to be imported..

第五十五條國家為建立或者加快建立國內(nèi)特定產(chǎn)業(yè)，在采取現(xiàn)有措施無法實現(xiàn)的情況下，可以采取限制或者禁止進口的臨時措施。
Article 55 In order to establish or quicken up the establishment of a certain domestic industry, the state may, in case this target cannot be achieved through the incumbent measures, take provisional measures for restricting or prohibiting the import of goods..

第五十六條國家為執(zhí)行下列一項或者數(shù)項措施，必要時可以對任何形式的農(nóng)產(chǎn)品水產(chǎn)品采取限制進口的臨時措施：
Article 56 To take any of the following measures, the state may, when it is necessary, take provisional measures to restrict the import of any form of agricultural products or aquatic products:

（一）對相同產(chǎn)品或者直接競爭產(chǎn)品的國內(nèi)生產(chǎn)或者銷售采取限制措施；
1. Taking restrictive measures over the domestic production or sale of the products that are of the same kind or that directly compete with each other;

（二）通過補貼消費的形式，消除國內(nèi)過剩的相同產(chǎn)品或者直接競爭產(chǎn)品；
2. Clearing up, by way of subsidizing consumptions, the domestic superfluous products that are of the same kinds or that directly compete with each other;

（三）對完全或者主要依靠該進口農(nóng)產(chǎn)品水產(chǎn)品形成的動物產(chǎn)品采取限產(chǎn)措施。
3. Limiting the yield of animal products whose production is completely or mainly dependent upon the import of the agricultural products or aquatic products..

第五十七條有下列情形之一的，國務(wù)院外經(jīng)貿(mào)主管部門可以對特定貨物的出口采取限制或者禁止的臨時措施：
Article 57 In any of the following circumstance, the foreign trade department of the State Council may take provisional measures to restrict or prohibit the export of certain goods:

（一）發(fā)生嚴重自然災(zāi)害等異常情況，需要限制或者禁止出口的；
1. It is necessary to restrict or prohibit the export due to the occurrence of abnormalities such as serious natural disasters;

（二）出口經(jīng)營秩序嚴重混亂，需要限制出口的；
2. It is necessary to restrict the export of goods due to serious disorder of export management;

（三）依照對外貿(mào)易法第十六條、第十七條的規(guī)定，需要限制或者禁止出口的。
3. It is necessary to restrict or prohibit the export of goods as pursuant to the provisions of Articles 16 and 17 of the Foreign Trade Law..

第五十八條對進出口貨物采取限制或者禁止的臨時措施的，國務(wù)院外經(jīng)貿(mào)主管部門應(yīng)當在實施前予以公告。
Article 58 In case provisional measures are to be taken for restricting or prohibiting the export of goods, the foreign trade department of the State Council shall make public announcements prior to the implementation of the measures.

第六章對外貿(mào)易促進
Chapter VI Promotion of Foreign Trade

第五十九條國家采取出口信用保險、出口信貸、出口退稅、設(shè)立外貿(mào)發(fā)展基金等措施，促進對外貿(mào)易發(fā)展。
Article 59 The state takes the measures like export credit insurance, export credit, export rebates, establishing funds for developing foreign trade, etc. to promote the development of foreign trade.

第六十條國家采取有效措施，促進企業(yè)的技術(shù)創(chuàng)新和技術(shù)進步，提高企業(yè)的國際競爭能力。
Article 60 The state takes effective measures to promote the technological innovation and technological development of the enterprises and to enhance the international competition capacity of the enterprises..

第六十一條國家通過提供信息咨詢服務(wù)，幫助企業(yè)開拓國際市場。
Article 61 The state helps the enterprises to exploit the international market by way of providing information consultation services..

第六十二條貨物進出口經(jīng)營者可以依法成立和參加進出口商會，實行行業(yè)自律和協(xié)調(diào)。
Article 62 The business operators that import or export goods may establish or join chambers of commerce for import and export so as to achieve self-disciplinary and coordination..

第六十三條國家鼓勵企業(yè)積極應(yīng)對國外歧視性反傾銷、反補貼、保障措施及其他限制措施，維護企業(yè)的正當貿(mào)易權(quán)利。
Article 63 The state encourages the enterprises to actively respond to the discriminatory antidumping, anti-subsidy or safeguard measures of foreign countries so as to protect the lawful rights and interests of the enterprises in normal trade.

第七章法律責任
Chapter VII Legal Liabilities

第六十四條進口或者出口屬于禁止進出口的貨物，或者未經(jīng)批準、許可擅自進口或者出口屬于限制進出口的貨物的，依照刑法關(guān)于走私罪的規(guī)定，依法追究刑事責任；
Article 64 Any one who imports or exports goods that are prohibited from import or export or imports or exports goods that are limited in importation or exportation without approval or permission shall be subject to investigation for assuming penal liabilities according to the provisions of the Criminal Law on smuggling;

尚不夠刑事處罰的，依照海關(guān)法的有關(guān)規(guī)定處罰；國務(wù)院外經(jīng)貿(mào)主管部門并可以撤銷其對外貿(mào)易經(jīng)營許可。
if the activities are not serious enough for assuming criminal liabilities, they shall be punished according to the relevant provisions of the Customs Law, and the foreign trade department of the State Council may revoke their business licenses for foreign trade at the same time..

第六十五條擅自超出批準、許可的范圍進口或者出口屬于限制進出口的貨物的，依照刑法關(guān)于走私罪或者非法經(jīng)營罪的規(guī)定，依法追究刑事責任；
Article 65 Any one who imports or exports goods that are limited in importation or exportation beyond the scopes approved or permitted shall be subject to investigation for assuming penal liabilities according to the provisions of the Criminal Law concerning the crime of smuggling or the crime of illegal management;

尚不夠刑事處罰的，依照海關(guān)法的有關(guān)規(guī)定處罰；國務(wù)院外經(jīng)貿(mào)主管部門并可以暫停直至撤銷其對外貿(mào)易經(jīng)營許可。
if the activities are not serious enough for assuming criminal liabilities, they shall be punished according to the relevant provisions of the Customs Law, and the foreign trade department of the State Council may suspend or even revoke their business licenses for foreign trade at the same time..

第六十六條偽造、變造或者買賣貨物進出口配額證明、批準文件、許可證或者自動進口許可證明的，依照刑法關(guān)于非法經(jīng)營罪或者偽造、變造、買賣國家機關(guān)公文、證件、印章罪的規(guī)定，依法追究刑事責任；
Article 66 Any one who counterfeits or alters or buys or sells certificates of import or export quotas, approval documents, licenses or automatic import licenses shall be subject to assume criminal liabilities according to the Criminal Law concerning the crime of illegal management or the crime of counterfeiting, altering, buying or selling official documents, certificates, seals of state organs;

尚不夠刑事處罰的，依照海關(guān)法的有關(guān)規(guī)定處罰；國務(wù)院外經(jīng)貿(mào)主管部門并可以撤銷其對外貿(mào)易經(jīng)營許可。
if the activities are not serious enough for assuming criminal liabilities, they shall be punished according to the relevant provisions of the Customs Law, and the foreign trade department of the State Council may revoke their business licenses for foreign trade at the same time..

第六十七條進出口經(jīng)營者以欺騙或者其他不正當手段獲取貨物進出口配額、批準文件、許可證或者自動進口許可證明的，依法收繳其貨物進出口配額、批準文件、許可證或者自動進口許可證明，國務(wù)院外經(jīng)貿(mào)主管部門可以暫停直至撤銷其對外貿(mào)易經(jīng)營許可。
Article 67 In case any business operator of import or export who obtains quotas for the import or export of goods, certification documents or automatic import licenses by deception or other unfair means, the quotas for the import or export of goods, certification documents or automatic import licenses shall be taken back, and the foreign trade department of the State Council may suspend or even revoke their business licenses for foreign trade at the same time..

第六十八條違反本條例第五十一條規(guī)定，擅自從事實行國營貿(mào)易管理或者指定經(jīng)營管理的貨物進出口貿(mào)易，擾亂市場秩序，情節(jié)嚴重的，依照刑法關(guān)于非法經(jīng)營罪的規(guī)定，依法追究刑事責任；
Article 68 In case any one who violates the provisions of Article 51 of the present Regulation by engaging in the import or export of goods that are subject to state-run trade administration or designated management and thus disrupts the market order and if the circumstances are serious, it shall be subject to assume criminal liabilities according to the provisions of the Criminal Law on the crime of illegal management;

尚不夠刑事處罰的，由工商行政管理機關(guān)依法給予行政處罰；國務(wù)院外經(jīng)貿(mào)主管部門并可以暫停直至撤銷其對外貿(mào)易經(jīng)營許可。
if the activities are not serious enough for assuming criminal liabilities, they shall be given administrative punishments by the administrations for industry and commerce, and the foreign trade department of the State Council may suspend or even revoke their business licenses for foreign trade at the same time..

第六十九條國營貿(mào)易企業(yè)或者指定經(jīng)營企業(yè)違反本條例第四十八條、第五十二條規(guī)定的，由國務(wù)院外經(jīng)貿(mào)主管部門予以警告；
Article 69 Any state-run trade enterprise or designated management enterprise violates the provisions of Articles 48 and 52 of the present Regulation shall be given a warning by the foreign trade department of the State Council;

情節(jié)嚴重的，可以暫停直至取消其國營貿(mào)易企業(yè)或者指定經(jīng)營企業(yè)資格。
if the circumstances are serious, its qualifications as a state-run trade enterprise or designated management enterprise may be suspended or even revoked by the foreign trade department of the State Council..

第七十條貨物進出口管理工作人員在履行貨物進出口管理職責中，濫用職權(quán)、玩忽職守或者利用職務(wù)上的便利收受、索取他人財物的，依照刑法關(guān)于濫用職權(quán)罪、玩忽職守罪、受賄罪或者其他罪的規(guī)定，依法追究刑事責任；尚不夠刑事處罰的，依法給予行政處分。
Article 70 Any staff member engaged in the administration of the import or export or goods that, in the process of performing its functions of administration over the import or export of goods, abuses its power or neglects its duties or accepts or exacts property or money from other people by taking advantage of its functions shall be subject to assuming criminal liabilities according to the provisions of the Criminal Law concerning the crime of abusing power or the crime of neglecting duties or the crime of accepting bribes or other crimes; if the activities are not serious enough for assuming criminal liabilities, it shall be given administrative punishments.

第八章附則
Chapter VIII Supplementary Provisions

第七十一條對本條例規(guī)定的行政機關(guān)發(fā)放配額、關(guān)稅配額、許可證或者自動許可證明的決定不服的，對確定國營貿(mào)易企業(yè)或者指定經(jīng)營企業(yè)資格的決定不服的，或者對行政處罰的決定不服的，可以依法申請行政復(fù)議，也可以依法向人民法院提起訴訟。
Article 71 Any one who refuses to accept the decision of the administrative organs as provided in the present Regulation on the granting of quotas, tariff quotas, licenses or automatic licenses or to accept the decision on determining the qualifications of state-run trade enterprises or designated management enterprises or accept the decision on administrative punishments may plead for administrative reconsideration or institute a lawsuit at the people's court..

第七十二條本條例的規(guī)定不妨礙依據(jù)法律、行政法規(guī)對進出口貨物采取的關(guān)稅、檢驗檢疫、安全、環(huán)保、知識產(chǎn)權(quán)保護等措施。
Article 72 The provisions of the present Regulation shall not foreclose the taking of measures such as tariff, inspection and quarantine, security, environmental protection, intellectual property, etc. according to the provisions of laws or administrative regulations over the goods imported or exported..

第七十三條出口核用品、核兩用品、監(jiān)控化學品、軍品等出口管制貨物的，依照有關(guān)行政法規(guī)的規(guī)定辦理。
Article 73 The export of goods under export control like nucleus products, nucleus-related civil products, monitored chemical products, military products, etc shall handled according to the provisions of relevant administrative regulations..

第七十四條對進口貨物需要采取反傾銷措施、反補貼措施、保障措施的，依照對外貿(mào)易法和有關(guān)法律、行政法規(guī)的規(guī)定執(zhí)行。
Article 74 Where it is necessary to take antidumping, anti-subsidy or safeguard measures against imported goods, the provisions of the Foreign Trade Law and other relevant laws and administrative regulations shall be observed..

第七十五條法律、行政法規(guī)對保稅區(qū)、出口加工區(qū)等特殊經(jīng)濟區(qū)的貨物進出口管理另有規(guī)定的，依照其規(guī)定。
Article 75 Where there are otherwise provisions in laws or regulations concerning the import or export of goods of special economic zones like the bonded areas or export processing areas, etc, such provisions shall be observed..

第七十六條國務(wù)院外經(jīng)貿(mào)主管部門負責有關(guān)貨物進出口貿(mào)易的雙邊或者多邊磋商、談判，并負責貿(mào)易爭端解決的有關(guān)事宜。
Article 76 The foreign trade department of the State Council shall be responsible for the bilateral or multilateral discussions and negotiations concerning the import and export of relevant goods, and shall be responsible for settling trade disputes..

第七十七條本條例自2002年1月1日起施行。
Article 77 The present Regulation shall take effect as of January 1, 2002.

1984年1月10日國務(wù)院發(fā)布的《中華人民共和國進口貨物許可制度暫行條例》，1992年12月21日國務(wù)院批準、1992年12月29日對外經(jīng)濟貿(mào)易部發(fā)布的《出口商品管理暫行辦法》，1993年9月22日國務(wù)院批準、1993年10月7日國家經(jīng)濟貿(mào)易委員會、對外貿(mào)易經(jīng)濟合作部發(fā)布的《機電產(chǎn)品進口管理暫行辦法》，1993年12月22日國務(wù)院批準、1993年12月29日國家計劃委員會、對外貿(mào)易經(jīng)濟合作部發(fā)布的《一般商品進口配額管理暫行辦法》，1994年6月13日國務(wù)院批準、1994年7月19日對外貿(mào)易經(jīng)濟合作部、國家計劃委員會發(fā)布的《進口商品經(jīng)營管理暫行辦法》，同時廢止。
The Interim Regulation of the People's Republic of China on the License of Import of Goods which was promulgated by the State Council on January 10, 1984, the Interim Measures on the Administration of Export Commodities which was ratified by the State Council on December 21, 1992 and issued by the MOFTEC on December 29, 1992, the Interim Measures on the Administration of the Import of Machinery and Electrical Equipments which was jointly issued by the State Economic and Trade Commission and the MOFTEC on October 7, 1993, the Interim Measures on the Administration of Quotas for the Import of General Commodities which was ratified by the State Council on December 22, 1993 and jointly issued by the State Development Planning Commission and the MOFTEC on December 29, 1993, and the Interim Measures on the Administration and Management of Imported Goods which was ratified by the State Council on June 13, 1994 and jointly issued by the MOFTEC and the State Development Planning Commission on July 19, 1994 shall be concurrently repealed...